Business Challenge: Risk Management & Regulatory Compliance
No organization is immune to the effects of operational risk and regulatory pressure. Today, businesses function in a climate of uncertainty caused by globalization, unstable political climates, fast-changing technology, and escalating criminal and terrorist threats. The successful management of operational and compliance risk, regulatory exposure, and corporate reputation can either create a competitive advantage or provide enormous liability, particularly for banks and financial institutions.
M² specializes in assisting institutions facing regulatory pressure or distress. Our consultants identify, assess, measure, and manage financial, operational, and technology-related risks and assist in the implementation of processes and controls that enable continued monitoring. M² Consultants hold certified professional qualifications such as CPA, CIA, CISSP, CISM, CISA and PMP and leverage proven methodologies that work best for your specific business, industry and needs. From Sarbanes-Oxley compliance and business continuity management to IT audit services and security assessment, M² Consultants have the experience and know-how to exceed your expectations. Engagements include:
|
Regulatory Compliance |
AML Technology |
Change Management |
Audit Support |
Operation Risk Management |
|
Remediation Services |
Software Implementation |
Process Improvement |
Independent Testing |
Information Technology Security |
|
Risk Assessment |
Systems Integration |
Compliance Culture Change |
Management Review |
Physical Asset Protection |
|
Examination Preparation |
Data Warehousing |
Training |
|
Business Continuity Planning |
|
Compliance Programs |
Workflow Design |
|
Global Property Risk Control Program Design | |
|
Customer Due Diligence |
|
|
|
Business Interruption and Interdependency Risk Analysis |
|
Transaction Review |
|
|
|
|
|
Policies and Procedures |
|
|
|
|
To find out more about our BSA/AML practice click below.
